I mentioned in part 1 that I give Ayn Rand a lot of credit for having a solid philosophical foundation for her economics beliefs. She clearly believed that you cannot really be a legitimate economist unless you have studied metaphysics and epistemology, and I think she was right about that.
That is not to say she was right in what she believed though. I don’t think she was all that right at all, and I am going to tell you why. Actually, in this post, I am going to do three things:
- Lay out in simple terms what Ayn Rand believed about economics and politics and how she systematically arrived at those conclusions.
- Critique the quality and effectiveness of her literature (novels).
- Discuss why Rand’s system, while logical and rational, can be rejected as fatally flawed.
We discussed Rand’s metaphysics and epistemology last time, but to recap, Rand believed that reality is what matters most, and no tricks are being played on us regarding reality. In other words, what we think is reality actually is reality, and our senses and cognition are a reliable way to learn about reality. Furthermore, humans that want to prosper in life are the ones that learn and follow the rules of reality.
Now, I want to build on that a bit. You are going to see that it takes only a few steps to get from that foundation to Rand’s laissez-faire, libertarian view of government. So here are some additional building blocks from her teaching:
- There is no morality except that of corresponding to the laws of reality. If a man wants to be moral, he will strive to understand reality and live according to its rules.
- An important law of reality is that all thinking objects make decisions with the ultimate goal of survival. (The difference between man and animals is man’s capacity for long-term survival planning.)
- Because it is a law of nature, striving to survive (ideally with a long-term mindset) is a moral action. A man that defaults on the responsibility of thinking and acting in ways that perpetute his own survival is choosing not to survive and is thus immoral.
- Any action that jeopardizes another man’s ability to survive is immoral. This includes theft, physical threats, and swindles.
- Consequently, it is immoral for a man to give to another if it jeopardizes his own survival. To do so is acting in opposition to a law of reality. (This is where Rand’s “virtue of selfishness” idea comes from. She considered self-sacrifice to be immoral because it endangers the survival of the giver.)
- A moral government follows these rules of reality. In other words, just as a man needs to survive in order to be moral, a moral government is going to protect a man’s need to survive. A moral government never takes from one man and gives to another; to do so would be depriving a man of his ability to survive.
If you follow those concepts, it is easy to see why Rand believed in a government that essentially does nothing but protect man’s ability to survive. It is also why she was against most (if not all) taxes, regulation of industry, tariffs, welfare, and numerous other common government functions.
I know that there are differences between Rand and modern libertarians, but there are far more similarities than differences. Like libertarians, Rand strongly believed in economic freedom but she believed in moral freedom as well.
She believed that both current US parties are immoral, attacking freedom from two different angles: one side is trying to bind moral freedom while promoting economic freedom, and the other side is concerned with promoting moral freedom while stifling economic freedom. Of the two, she saw the former (today’s Republican party) as the more immoral and dangerous because it tries to control the very essence of moral activity: thought.
To put it another way, Rand saw every man as responsible for himself, a means to an end. Such individualism is a moral virtue, and thus a moral government exists solely for the purpose of protecting individualism.
I give her credit for being consistent; not everyone is. For example, I hear many Christians that hold to collectivism (as taught by Jesus) on a personal level also claim that a government should operate by a different more Rand-like individualistic set of rules. This is obviously problematic. If collectivism is a correct perspective on an individual level, it is completely illogical that the government should operate in a way that works against collectivism. Rand did not fall into these kinds of traps.
Because Rand was consistent and logical, and her ideas are attractive in lots of ways, it is no accident that many people espouse Rand’s ideas today even though they disavow her (or do not even know who she is). And frankly, there is a lot of truth in her ideas. They are easy to like even if you do not like Rand herself.
Now, I want to move to Rand’s literature, but before I do, let me give a few other key things to know about her:
- Rand was heavily influenced by existentialism, meaning the belief that man is self-sufficient, the natural ruler of his own life, and in control of his own life.
- It is easy to draw parallels between Rand and prominent extistentialist Nietzsche, and in fact, Rand was greatly influenced by Nietzsche. One obvious parallel is that both really were focused on the potential for heroism.
- Nietzsche really saw the golden age of man as the Homeric period. He liked the idea of mighty warriors killing each other for honor’s sake. Those were his heroes. Rand, on the other hand, was more impressed with the Industrial Revolution/Gilded Age in the US during the 19th Century. Her equivalents to Hector and Archilles were Carnegie and Rockefeller.
- Consequently, Rand’s literary heroes look like robber barons. In fact, in Atlas Shrugged, we have a railroad tycoon heroine reminicent of Vanderbilt.
- Her heroes think a certain way (according to the tenets of objectivism of course) and are high producers. To Rand, there was no hero more heroic than a deep-thinking, wealthy high producer.
- Rand saw her novels themselves as her way of being a deep-thinking high producer. She was determined to teach objectivism, and she believed that writing novels was the most effective way to do that. So, while her heroes produced steel and such things, she saw herself as a producer of objectivist education through novels.
To preface my critique, let me mention that Rand believed that you could objectively judge the arts (including literature) and she despised people who said “I think.” To her, a moral human evaluates the data and then speaks dogmatically. In respect of her wishes, even though I think some of this is subjective, I will speak that way when I talk about her literature.
Consequently, let me start here: Rand’s novels are mostly junk and horrific for many reasons. It is clear that she took her novel-writing seriously and actually thought she was good at it. She wasn’t.
To Rand, for a novel to be moral, it needs to have a logical plot where (her) morality is promoted, the scenes move in a logical sequence, and in the end, good triumphs. There is meaning to almost everything she writes. There are few throwaway sentences.
Her heroes are always rational thinkers and big producers. The more production (and the more profits), the more heroic. To Rand, nothing was more evil than not confronting reality rationally and not producing.
Contrasting the heroes are strawmen losers of society, the parasites who cannot think/produce and are always trying to take from the heroes (the producers). I say they are strawmen because when compared even to the most socialist countries in history, the portrayals of this group by Rand in a novel like Atlas Shrugged are extreme.
The contrast between the heroes and the zeros could not be more black and white, reminiscent of a Hardy Boys book. The heroes are always good and the zeros are always bad. After a while, you know exactly what everyone is going to say. For example, if someone offers a hero something for nothing, he is going to refuse it because it is supposedly immoral to accept a gift without earning it.
This all makes for very boring reading. And, to put it mildly, Rand cannot stop herself from injecting objectivism into every page. The heroes go on long diatribes spouting the same mantras over and over. In Atlas Shrugged (which I have managed to slog through three times by the way), even those endless diatribes are not enough. Toward the end of the book, John Galt offers a sixty-page sermon on a radio show to recap objectivism for the reader who is dense enough to still not get it. I would almost be willing to offer a prize to anyone who can read that sermon without skimming.
Rand makes her villains quite unlikeable but the heroes are not much better. They are obsessed (you guessed it) with producing things, obnoxious in social settings, and generally way too serious. For example, I could (and would) admire Dagny Taggart from afar as a businesswoman, and I could probably get through a business lunch with her. But, I surely would not want to spend a social evening with her.
I keep talking about Atlas Shrugged because that is her most famous work. As an entrepreneur that used to play that old computer game Railroad Tycoon, I should love a great novel about a railroad tycoon. Amazingly, Rand manages to turn what could be a great story into 1100 pages of tedious boredom, though she sometimes spices it up with some very questionable sexual ethics which I won’t discuss here.
The truth is that interjecting moralism into a novel is not unique to Rand. Numerous great writers have managed to do that; they just do it gracefully in such a way that the story is not sacrificed and the average reader never suspects what is actually happening. Even during Rand’s time, Upton Sinclair wrote The Jungle, a similar work but from a socialist perspective. While Sinclair also could not help himself from interjecting a long sermon toward the end of the book, the rest of the novel gets across its message far more skillfully and subtly than Rand was capable of doing.
So, here is my advice. If you are interested in reading fiction, pass on Rand. Better fiction is everywhere. On the other hand, if you want to learn about Rand’s economics/philosophy, either read her non-fiction or maybe this (which is wonderful).
Now, to close out this discussion, I want to reflect on where Rand went wrong. As I have mentioned before, Rand’s conclusions are based on careful thought that goes all the way back to the beginning foundations of rational thought: epistemology and metaphysics. If you follow her thinking from her foundational concepts to her final conclusions, it is actually very hard to see where she goes off the rails. In fact, she is quite convincing, and I find myself in agreement with a lot of what she says.
But in truth, the reason objectivism is a disaster is not that complex. Rand’s philosophical system is based on a faulty foundation that ignores key data. Specifically, it is a system that gives man far too much credit for what he can ascertain about reality.
Let’s go back to a key axiom again. Rand believed that the senses are the way man begins to learn about reality. But, here is the inherent problem: that axiom limits reality only to what can be detected by the senses and ignores the very real possibility that there is a reality that cannot be detected by the senses.
Or consider this: Rand agreed that human cognition is a necessary component of understanding reality but she failed to take into account that human cognition may simply not be up to the task. What if there are some aspects of reality that are beyond the capability of human minds to understand?
We cannot necessarily prove it, but there is every reason to think that because of man’s limitations in the areas of senses and cognition, there is an awful lot of reality out there that we know nothing about. However, if we accept Rand’s philosophy, we are not allowed to consider such a notion, and most likely, end up overly dogmatic on flawed positions that are based on incomplete data.
If you want evidence that something is missing in objectivism, just look at what happens if objectivism is actually implemented. We do have test cases. For example, Rand is undoubtedly correct when she says the closest the world has come to objectivism is the Gilded Age. Is that the kind of world we want? For many reasons, I think not.
Or, perhaps you could look at today, where Vanderbilt has been replaced by Bezos and Carnegie Steel has been replaced by Google. The 21st century is suddenly starting to feel an awful lot like another Gilded Age. Almost anyone can see problems that are beginning to develop as wealthy companies begin to see the general populace as products and privacy as a quaint fairy tale.
In truth, the extreme individualism that Rand advocated has never worked because it gives way too much credit to the nature of man and greatly overestimates man’s ability to discern reality, much less his ability to act morally. And that is why it comes across as overly simplistic.
No, contrary to what Rand taught, collectivism is not necessarily evil. While she would despise me for saying this, I think we all instinctively understand that collectivism has some benefits simply because man is finite. In fact, man’s limitations are perhaps the biggest reason why humanity preserves the most basic collectivist building block of all: marriage and family units.
I am very individualistic but I am not arrogant enough to think that there never will be a time in my life where I might need some help. Rand seems to fail to see that even the most capable producer will sometimes just not be able to produce.
Additionally, and more importantly, we all instinctively know that a life without collectivism is not much worth living for many intangible reasons, social and otherwise. That is perhaps why every major religion promotes collectivism.
Rand despised instinct so she would not accept what I just said. I understand that but believe it anyway. Again, I am working from a different foundation than Rand–one that gives man way less credit both in what he can know and how capable he is of achieving moral behavior. That is the critical difference between her philosophy and mine.
As to who is right? I can’t prove I am right, but I will say this: show me a culture in which one would want to live that does not have a high amount of collectivism in it.
My guess is you can’t.